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SEC Filings

F-6
DEUTSCHE BANK TRUST CO AMERICAS/ ADR GROUP filed this Form F-6 on 12/06/2016
Entire Document
 
58

 

ARTICLE I.
DEFINITIONS
1
 
SECTION 1.1
“Affiliate
1
 
SECTION 1.2
“Agent”
1
 
SECTION 1.3
“American Depositary Share(s)” and “ADS(s)
2
 
SECTION 1.4
“Article
2
 
SECTION 1.5
“Articles of Association
2
 
SECTION 1.6
“ADS Record Date
2
 
SECTION 1.7
“Beneficial Owner
2
 
SECTION 1.8
“Business Day
2
 
SECTION 1.9
“Commission
2
 
SECTION 1.10
“Company
2
 
SECTION 1.11
“Corporate Trust Office
2
 
SECTION 1.12
“Custodian
2
 
SECTION 1.13
“Deliver” and “Delivery
3
 
SECTION 1.14
“Deposit Agreement
3
 
SECTION 1.15
“Depositary
3
 
SECTION 1.16
“Deposited Securities
3
 
SECTION 1.17
“Dollars” and “$
3
 
SECTION 1.18
“DRS/Profile
3
 
SECTION 1.19
“DTC
3
 
SECTION 1.20
“Exchange Act
3
 
SECTION 1.21
“Foreign Currency
3
 
SECTION 1.22
“Foreign Registrar
3
 
SECTION 1.23
“Holder
3
 
SECTION 1.24
“Indemnified Person” and “Indemnifying Person
4
 
SECTION 1.25
"Non-assessable
4
 
SECTION 1.26
“Opinion of Counsel
4
 
SECTION 1.27
[Reserved]
4
 
SECTION 1.28
“Receipt(s); “American Depositary Receipt(s)”; and “ADR(s)
4
 
SECTION 1.29
“Registrar
4
 
SECTION 1.30
“Restricted Securities
4
 
SECTION 1.31
“Securities Act
4
 
SECTION 1.32
“Shares
4
 
SECTION 1.33
“United States” or “U.S.
5
ARTICLE II.
APPOINTMENT OF DEPOSITARY; FORM OF RECEIPT; DEPOSIT OF SHARES; EXECUTION AND DELIVERY, TRANSFER AND SURRENDER OF RECEIPTS
5
 
SECTION 2.1
Appointment of Depositary
5
 
SECTION 2.2
Form and Transferability of Receipts
5
 
SECTION 2.3
Deposits
6
 
SECTION 2.4
Execution and Delivery of Receipts
8
 
SECTION 2.5
Transfer of Receipts; Combination and Split-up of Receipts
8
 
SECTION 2.6
Surrender of Receipts and Withdrawal of Deposited Securities
9
 
SECTION 2.7
Limitations on Execution and Delivery, Transfer, etc. of Receipts; Suspension of Delivery, Transfer, etc.
10
 
SECTION 2.8
Lost Receipts, etc.
11
 
SECTION 2.9
Cancellation and Destruction of Surrendered Receipts; Maintenance of Records
11
 
SECTION 2.10
[Reserved]
11
 
SECTION 2.11
Maintenance of Records
11
ARTICLE III.
CERTAIN OBLIGATIONS OF HOLDERS AND BENEFICIAL OWNERS OF RECEIPTS
11
 
SECTION 3.1
Proofs, Certificates and Other Information
11
 
SECTION 3.2
Liability for Taxes and Other Charges
12
 
SECTION 3.3
Representations and Warranties on Deposit of Shares
12
 
SECTION 3.4
Compliance with Information Requests
13
ARTICLE IV
THE DEPOSITED SECURITIES.
13
 
SECTION 4.1
Cash Distributions
13
 
SECTION 4.2
Distribution in Shares
14
 
SECTION 4.3
Elective Distributions in Cash or Shares
14
 
SECTION 4.4
Distribution of Rights to Purchase Shares
15
 
SECTION 4.5
Distributions Other Than Cash, Shares or Rights to Purchase Shares
17
 
SECTION 4.6
Conversion of Foreign Currency
17
 
SECTION 4.7
Fixing of Record Date
18
 
SECTION 4.8
Voting of Deposited Securities
18
 
SECTION 4.9
Changes Affecting Deposited Securities
20
 
SECTION 4.10
Available Information
21
 
SECTION 4.11
Reports
21
 
SECTION 4.12
List of Holders
21
 
SECTION 4.13
Taxation; Withholding
21
 
SECTION 4.14
Affiliates etc
22
ARTICLE V.
THE DEPOSITARY, THE CUSTODIAN AND THE COMPANY
23
 
SECTION 5.1
Maintenance of Office and Transfer Books by the Registrar
23
 
SECTION 5.2
Exoneration
23
 
SECTION 5.3
Standard of Care
24
 
SECTION 5.4
Resignation and Removal of the Depositary; Appointment of Successor Depositary
25
 
SECTION 5.5
The Custodian
26
 
SECTION 5.6
Notices and Reports
26
 
SECTION 5.7
Issuance of Additional Shares, ADSs etc.
27
 
SECTION 5.8
Indemnification
28
 
SECTION 5.9
Fees and Charges of Depositary
29
 
SECTION 5.10
Restricted Securities Owners/Ownership Restrictions
30
ARTICLE VI.
AMENDMENT AND TERMINATION
31
 
SECTION 6.1
Amendment/Supplement
31
 
SECTION 6.2
Termination
32
ARTICLE VII.
MISCELLANEOUS
33
 
SECTION 7.1
Counterparts
33
 
SECTION 7.2
No Third-Party Beneficiaries
33
 
SECTION 7.3
Severability
33
 
SECTION 7.4
Holders and Beneficial Owners as Parties; Binding Effect
33
 
SECTION 7.5
Notices
33
 
SECTION 7.6
Governing Law and Jurisdiction
34
 
SECTION 7.7
Assignment
36
 
SECTION 7.8
Agents
36
 
SECTION 7.9
Exclusivity
36
 
SECTION 7.10
Compliance with U.S. Securities Laws
36
 
SECTION 7.11
Titles
36
EXHIBIT A
 
38
EXHIBIT B
 
47
 
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