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SEC Filings

SC 13G/A
683 CAPITAL MANAGEMENT, LLC filed this Form SC 13G/A on 04/27/2018
Entire Document
 

 
(g)
[ ]
Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
       
 
(h)
[ ]
Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
       
 
(i)
[ ]
Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
       
 
(j)
[ ]
Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J).
       
 
(k)
[ ]
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).  If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

Item 4.
Ownership.
(a)
Amount beneficially owned:
As of April 27, 2018, 683 Capital Partners, LP beneficially owned 4,962,092 Ordinary Shares through ownership of Depositary Shares.
683 Capital Management, LLC, as the investment manager of 683 Capital Partners, LP, may be deemed to have beneficially owned the 4,962,092 Ordinary Shares, through ownership of Depositary Shares, owned by 683 Capital Partners, LP.
Ari Zweiman, as the Managing Member of 683 Capital Management, LLC, may be deemed to have beneficially owned the 4,962,092 Ordinary Shares, through ownership of Depositary Shares, owned by 683 Capital Management, LLC.
(b)
Percent of Class:
The following percentage is based on 30,978,388 Class A shares outstanding as of March 31, 2018 as disclosed in the Issuer's report of foreign private issuer on Form 6-K filed with the Securities and Exchange Commission on April 25, 2018.
As of April 27, 2018, each of the Reporting Persons may be deemed to have beneficially owned approximately 16.0% of the Ordinary Shares through ownership of Depositary Shares.
(c)
Number of shares as to which such person has:
(i)
Sole power to vote or to direct the vote of Ordinary Shares:
See Cover Pages Items 5-9.
(ii)
Shared power to vote or to direct the vote of Ordinary Shares:
See Cover Pages Items 5-9.
(iii)
Sole power to dispose or to direct the disposition of Ordinary Shares:
See Cover Pages Items 5-9.
(iv)
Shared power to dispose or to direct the disposition of Ordinary Shares:
See Cover Pages Items 5-9.