|VINNEMEIER PETER filed this Form SC 13D/A on 11/23/2018|
Trade Schedule A – Notice and Authorization of Exercise of Stock Options and Sale of Underlying ADS.
Instructions: May not be applicable for some plans. For use by any seller who wishes to sell shares obtained upon the exercise of stock options. When applicable, to be completed by MSSB and reviewed by the Seller. This Trade Schedule will be provided to the Issuer as Notice of the intention to exercise stock options.
I understand that it is my responsibility to ensure that my employee stock options (the “Options”) will be vested prior to the purchase of American Depositary Shares, each representing a Class A share (the “ADS”) of the Issuer upon exercising the options and will be vested prior to their associated sale periods listed below and will not expire before such sale periods. I also acknowledge responsibility for notifying MSSB in the event of an expiration of the Options under the Issuer’s stock option plan that will prevent the occurrence of one or more transactions listed below. If I authorize the exercise of more than one vested Option grant at the same limit price, the Options will be exercised in the order listed below. I further acknowledge that in the event Options cannot be exercised and the corresponding ADS cannot be sold for any reason, including the occurrence of a suspension pursuant to this Plan, the term of this Plan will not be affected thereby and will end on the originally scheduled Plan End Date. I represent that the information below is accurate.
PURSUANT TO THE ISSUERS INSIDER TRADING POLICY, MSSB MAY NOT ACCEPT A PLAN THAT COMMENCES SALES WITHIN (30) CALENDAR DAYS OF ADOPTION DATE.
The following shall constitute my irrevocable direction and authorization to exercise the Options and sell the ADS as follows:
*** INFORMATION ON GRID MUST BE TYPED ***
Note: Insert additional rows as necessary.
The maximum number of ADS to be sold under this Trade Schedule A is ____NA____.